School of Business
Financial Markets and Investors
Lead: Professor Ania Zalewska
Our research focuses on broadly defined issues relating to the development, evolution, characteristics and regulation of financial markets and its major participants, i.e., financial institutions, corporations, institutional investors and retail investors. We aim to be a catalyst and facilitator for research and policy development by conducting high quality research and bringing together researchers and practitioners with a shared interest in ensuring that markets and institutions operate effectively, efficiently, and in the best public interest. Our research includes, but is not limited to studying
- The development of financial markets, their interconnectivity, risk and ability to adjust to climate change and technological innovation
- The design and implementation of effective governance structures
- The banking industry, its regulation and ability for effective capital provision
- The development of institutional investors (e.g., mutual funds, pension funds, insurance companies), the quality of the services they provide, their responsiveness to climate change challenges and impact on the delivery of green policies
- The development and regulation of Fintech and its impact on financial markets and investors
- A broad range of behavioural issues related to the adoption and responsiveness to green policies
- The financial sophistication of investors, and its impact on financial decision making and investment decisions
People
- Svetlana Andrianova
- Efthymia Argyraki
- Marcel Ausloos
- G. Charles-Cadogan
- Carlos Diaz Vela
- Mahmoud Fatouh
- Angela Izah
- Daniel Ladley
- Zhiyong Li
- Evangelos Litos
- Ali Malik
- Gaurav Mehta
- Pierre Ngon
- Linh Nguyen
- Ayman Omar
- Ania Zalewska
Associated members:
- Don Egginton
- Deborah Gefang
- Mahmoud Marzouk
- Fathima Rakeeb
- Dalu Zhang
Selected publications
2023
Fatouh, M. and Giansante, S. . Annals of Operations Research (forthcoming)
Fatouh, M., Giansante, S. and Ongena, S. . Financial Markets, Institutions & Instruments (forthcoming)
Lee, T., Moutzouris, I.C., Papapostolou, N.C. and Fatouh M. . International Journal of Finance and Economics (forthcoming)
Chen., J. and Ausloos, M. . Journal of Risk and Financial Management 16 (2), 68
Ausloos, M. Shannon entropy and Herfindahl-Hirschman . Entropy 25(6), 955
Vinte, C. and Ausloos, M. Journal of Risk and Financial Management 16, 114.
2022
Zalewska, A. Management Science 68(7), 5384-5402
Zalewska, A. . Corporate Governance: An International Review 31(1), 161-177
Giansante, S., Fatouh, M. and Ongena, S. . Journal of Corporate Finance, 77, 102294
Omar, A., and Lambe, B. . International Review of Financial Analysis, Vol. 83, 1 – 10
Lambe, B. Li, Z. and Qin, W. International Review of Financial Analysis 81, 102138
Nguyen, L.X.D., Chevapatrakul, T. and Mateut, S.. Annals of Operations Research, 1-36.
Ausloos, M. and Bronlet, Ph. . I. 1997-2007. Entropy 24, 38
Al Yaqoobi, A. and Ausloos, M. . Journal of Risk and Financial Management 15, 49
Vinte, C. and Ausloos, M. The cross-sectional intrinsic entropy. A comprehensive stock market volatility estimator. Entropy 24, 623
Shi, J., Ausloos, M., and Zhu, T. International Journal of Finance & Economics 27(1), 1309-1320
Pham, R. and Ausloos, M. . International Journal of Finance and Economics 27(3), 3373-3385
Haven E., Ausloos M., Jafari R., and Saakian D. Front. Phys. 10:1068088
Un, K.S. and Ausloos, M. . Physica A 608, 128285.
2021
Fatouh, M., Markose, S. and Giansante, S. Journal of Economic Behavior & Organization, 183, 928-953
Fatouh, M., Giansante, S. and Ongena, S. . Economics Letters, 209, 110138 https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3831967
Omar, A., Lambe, B., and Wisiniewski, T. . Journal of Economic Behavior and Organization 186, 504 – 522
Nguyen, L.H., Nguyen, L.X. and Tan, L. Tail risk connectedness between US industries. International Journal of Finance & Economics 26(3), 3624-3650
Ausloos, M. and Herteliu, C. Statistical analysis of the membership management indicators of the Church of England UK dioceses during the recent (XXth Century) “Decade of Evangelism”. Stats 4(4), 1069-1079
Herteliu, C., Jianu, I., Jianu, I., Bobb, V.C., Dhesi, G., Ceptureanu, S.I., Ceptureanu, E.G. and Ausloos, M. Money's importance from the religious perspective. Annals of Operations Research 299(1), 375-399
Spurr, A. and Ausloos, M. Challenging practical features of bitcoin by the main altcoins. Quality and Quantity 55, 1541-1559
Bowes, J. and Ausloos, M. Financial Risk and Better Returns through Smart Beta Exchange Traded Funds? Journal of Risk and Financial Management 14, 283.
Vinte, C., Ausloos, M. and Furtuna, T.F. A. Volatility estimator of stock market indices based on the intrinsic entropy model. Entropy 23, 484.
Ausloos, M., Ficcadenti, V., Dhesi, G. and Shakeel, M. Benford's laws tests on S&P500 daily closing values and the daily log-returns point to huge non-conformity, Physica A 574, 125969
Kyere, M. and Ausloos, M. Corporate governance and firms financial performance in the United Kingdom. International Journal of Finance and Economics 26, 1871-1885.
Dhesi, G., Shakeel, B. and Ausloos, M. Modelling and forecasting the kurtosis and returns distributions of financial markets: Irrational fractional Brownian motion model approach, Annals of Operations Research 2999(1), 1397-1410
Zhang, Y. and Ausloos, M. Financial pre-factors for post-performance of cross-border mergers & acquisitions. Journal of Chinese Economic and Business Studies 19, 147-161.
2020
Zalewska, A. and Zhang, Y. , Journal of Corporate Finance 65,
Nguyen, L.X.D., Mateut, S. and Chevapatrakul, T. . Journal of Banking & Finance, 111, 105699.
Ausloos, M., Ma, Q., Kaur, P., Syed, B. and Dhesi, G. . Soft Computing 24, 13609-13627
Ausloos, M., Zhang, Y. and G. Dhesi, G. Expert Systems with Applications 160, 113688.
Cerqueti, R., Rotundo, G. and Ausloos, M. Entropy 22(6), 676.
Manavi, S.A., Jafari, G., Rouhani, S. and Ausloos, M. Demythifying the belief in cryptocurrencies decentralized aspects. A study of cryptocurrencies time cross-correlations with common currencies, commodities and financial indices. Physica A 556, 124759
Ausloos, M. Rank-size law, financial inequality indices and gain concentrations by cyclist teams. Physica A 540, 123161
Working papers
Eccles, P., Grout, P.A, Siciliani, P. and Zalewska, A. 2023. Bank of England WP.
Wei, W. and Zalewska, A. 2023.
Fatouh, M. and Giansante, S. 2023.
Lee, T., Moutzouris, I.C., Papapostolou, N.C. and Fatouh, M. 2023.
Malik, A. 2023. Monetary policy uncertainty and mutual fund alpha consistency. WP
Malik, A., Gonul, C. and Loflund, A. 2023. Mutual fund flows and economic distress risk. WP
Omar, A., Wisniewski, P. and Lambe, B. 2023. Corruption in infrastructure projects: evidence from offshore banking. WP
Pasqualina, A., Litos, A. and Papadopoulou , A. 2023. Endogenous information acquisition in an investment-trading game. WP
Zalewska, A. and Y. Zhang. 2022.
Malik, A. and Colak, G. 2022. Macro or firm-level: which political risk matters. WP
Bernales, A. Ladley, D., Litos, E. and Valenzuela, M. 2022.
Zalewska, A. and Zhang, Y. 2021.
Eccles, P., P.A. Grout, P. Siciliani and Zalewska, A. 2021.
Zalewska, A. 2021.
Fatouh, M., Neamțu, I., and van Wijnbergen, S. 2021.
Malik, A. and Colak, G. 2021. Corporate bond market and the FOMC cycle. WP
Mehta, G. 2021.
Fatouh, M., Bock, R. and Ouenniche, J. 2020.
Giansante, S., Fatouh, M. and Ongena, S. 2020.
Events
- International Virtual Research Seminars in Finance
- Sustainability and Regulation Workshop, 28 September 2023
- Sustainability and Regulation Colloquium,29 September 2023
- Finance Research Away Day, 10 May 2023
External speakers
Dr Eddie Gerba, Head of Prudential Policy Research, Bank of England – PRA, “What research does Bank of England seek?”
Alastair Sewell, Liquidity Investment Strategist, Aviva Investors, “Money market mutual funds: cause or effect? Perspectives on financial stability”
Dr Gerardo Ferrara, Senior Economist, Bank of England, Capital Markets Division, “Recent developments in market-based finance: A tale of procyclicality, resilience and funding”
Mike Clark, Founder Director, Ario Advisory, “Finance and climate change: status overview: Ideas re possible research areas”
Dr Mahmoud Fatouh, Bank of England, “In search of the relevant policy making questions”
Recent keynote addresses
- Ania Zalewska, Leeds, 3 October 2023
- Ania Zalewska, Net Zero Areas of Research Interest Policy Workshop, The British Academy and the Department for Work and pensions, London, 4 May 2023
- Ania Zalewska, Climate Change Risk Reporting by Pension Funds: International Evidence DFF, Copenhagen, Denmark, 8 December 2022
- Ania Zalewska, Realising Net Zero: Engaging Consumers with the Transition, Industry and Parliamentary Trust, House of Commons, London, 8 June 2022
- Ania Zalewska, What Next for Digital Payments? Industry and Parliamentary Trust, House of Commons, London, 11 January 2022
- Ania Zalewska, Investing in the 2022 real interest rate environment, Institute for Quantitative Investment Research (INQUIRE), Bath, 21 November 2021